Australian (ASX) Stock Market Forum

People who run trading seminars/classes question

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People who run trading seminars/classes/courses do they need to be registered and have an Australian Financial Services License??
 
No
Unless they are giving specific trading buy and sell advice.
General education no.
 
Greetings --

The same is true in the US. I was once licensed, but have let it lapse. I will be giving a two-day workshop in Las Vegas next month that will focus on the design, testing, and validation of trading systems. Since the workshop is an educational workshop -- techniques to build your own trading system -- rather than a workshop where I sell trading systems, no license or registration is required.

Thanks,
Howard
 
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